ETD Supervisor cIRcle Submissions Workflow

This is a user guide to help cIRcle Team members identify, request, and deposit scholarly research articles authored by faculty and/or researchers who have acted as supervisors of UBC Vancouver theses and dissertations. Questions about this initiative or to make changes to the workflow should be directed to Tara Stephens-Kyte, Digital Repository Librarian at cIRcle.

Questions regarding cIRcle permissions, metadata, and deposit in cIRcle may be sent to the cIRcle listserv.

How to Use This Wiki

This user guide is a step-by-step workflow to provide open access to articles authored by UBCV ETD Supervisors.

Follow the steps to:

Identify materials according to the listed criteria;
Check copyright permissions;
Request author permissions/permitted article versions;
Deposit the item in cIRcle;
Notify author via email submission is complete;
Maintain cIRcle Content Recruitment Campaign (Supervisors) tracking spreadsheet.

Roles and Responsibilities

cIRcle Project Lead

The cIRcle Project Lead oversees the work of participating Staff to ensure deliverables are met and processes are executed accurately. This position is held by Tara Stephens-Kyte, Digital Repository Librarian.

Content Recruiter

Identifies suitable content for inclusion in cIRcle based on established selection criteria and self-archiving permissions, requests permissions and permitted article versions from content authors, ensures self-archiving conditions are met, deposits content as a trained Submitter, and sends notifications of archived content. Works closely with the cIRcle Project Lead to perform and adjust workflows as needed, and maintain relevant project and workflow documentation. Maintains clear and consistent communication with the cIRcle Specialist to ensure licenses are archived. This position is currently held by the Digital Research Assistant (Work Learn) at cIRcle.

cIRcle License Management Coordinator

The cIRcle Specialist is responsible for liaising with Content Recruiters to ensure all items uploaded to cIRcle have an accompanying cIRcle Non-Exclusive Distribution License or equivalent permission. This position is held by Kelly Gauvin, cIRcle Digital Library Specialist.

Project Goals

In addition to cIRcle's mandate to provide long-term open access to the teaching and research outputs of the university and its partners, this project aims to:

Support and expand open access advocacy by building relationships with faculty supervisors who may, in turn, adopt and educate about open practices;
Maximize name authority metadata work through multiple applications in the repository;
Investigate new submission workflows to increase volume and efficiency of deposits.

Criteria: Selecting ETD Supervisor Research Articles for Deposit in cIRcle

The criteria outlined below aims to define scope for this outreach initiative; however, this criteria may be adjusted throughout in consultation with the cIRcle Project Lead depending on challenges in identifying eligible content or to support specific strategies.

Supervisor Entry in cIRcle

Assess whether the material is representative of the goals of the ETD Supervisor Content Recruitment project.

Author name appears as a supervisor in the metadata of the cIRcle ETD: Use the "Supervisor" field limiter in Open Collections (OC) to identify Supervisors in the Theses and Dissertations collection. Filter to most recent entries.
- It is also possible to identify supervisors by clicking "List All Theses" at the bottom of the UBC Theses and Dissertations collection page to view all theses and dissertations from a given year
No faculty authored items in cIRcle: Search OC's Faculty Research Publications collection for entries. Prioritize authors who have no items in cIRcle.
Inclusive or Strategic Representation: Supervisors in any discipline are relevant to this project. Some scope criteria to consider for directing focus include reputational areas of research for UBC (e.g. sustainability), Tri-Agency grant recipients, and faculty representing topics or communities that are underrepresented in the repository or are otherwise candidates for focused recruitment (e.g. Indigenous faculty supervisors or Indigenous students; Arts and Education).

Eligible for Self-Archiving

Version must be eligible for open access archiving: Confirm articles are eligible for self-archiving in an institutional repository. Consult the section on #Identifying and Interpreting Self-Archiving Permissions if you are new to self-archiving permissions.
Embargoed items: Items under embargo are eligible for recruitment. Embargo release dates are calculated based on the date of publication and the embargo period required by the publisher. For example, an article published on 2024-10-01 with a 12 month embargo will have an embargo expiry date of 2025-10-01 added to the deposit file during the submission process. Consult the "Identifying and Interpreting Self-Archiving Permissions" section for more about embargoes and see the cIRcle Submitter Guidelines for internal documentation on how these are applied.

UBC Affiliations

Scope to UBC Vancouver Faculty & Researchers:
- At least one author must have been affiliated with UBCV at the time of their supervisory role.
- Check to see if the author is already in the cIRcle repository. If so, you can prioritize authors not already in cIRcle or include a link to their item(s) in your outreach email. This helps develop legitimacy of and familiarity with cIRcle, and can be an added incentive for faculty wishing to centralized access to their publications.
- See the section on Uniqueness below for a note about using Creative Commons licensed items to build an author's presence in cIRcle.
Scholarly Level: UBC Faculty/Researcher level only.

Authorship

Prioritize articles for which the Supervisor is a corresponding author or articles which have fewer than ~5 authors
- This increases the likelihood that the Supervisor still has access the postprint of the requested article

Timeliness

Supervisors from the most recent ETDs: Filter search for Supervisors in Open Collections to most recent ETDs.
Articles published in the last 3-5 years: Recruitment for this project is scoped to articles published within the last 3-5 years, and may include articles pending publication. This time frame increases the likelihood the author has retained the permitted self-archiving version and that current publisher policies apply (see the Checking Copyright Permissions header below to learn more about publisher permitted versions and self-archiving).

Uniqueness

Not already in cIRcle: Articles from BioMed Central and MDPI are already added to cIRcle and so should be excluded from recruitment initiatives. Some authors also send independent deposit requests to cIRcle. Be sure to check cIRcle regularly to ensure you do not request an item that has already been archived.
Behind a paywall or not barrier-free open access: Priority for this project are articles which are not currently available open access or which are available open access but do not include share and re-use permissions or otherwise include an access barrier such as the need to register. Where a Supervisor does not have any authored content in cIRcle, it may be advisable to deposit their Creative Commons Licensed content to build their presence in cIRcle prior to contacting them. Priorities can be adjusted as needed based on what type of content the Supervisor has published and under what conditions.
Grant-funded works: Where possible, this initiative may also help authors meet the requirements of grant-funding agencies. In these cases, the majority of these articles will be Author's Accepted Manuscripts (AM) aka postprints. Note that the Tri-Agency does advise placing open access copies of research articles in institutional repositories, "[...] routes to open access are not mutually exclusive. Researchers are strongly encouraged to deposit a copy of the final, peer-reviewed manuscript into an accessible online repository immediately upon publication, even if the article is freely available on the journal's website."

Open Access/Open Licensed

Content that is already CC-licensed is the lowest priority for recruitment; however, some exceptions may apply:

Author Not Already in cIRcle: If you aim to contact an author who does not already have content in cIRcle, consider first identifying an open access Creative Commons licensed publication that can be added to cIRcle immediately without the author having to be contacted for permission. This approach provides you with an existing item in cIRcle to reference when reaching out to an author for the first time as an added incentive to add more works to the repository. If you feel there are other strong cases for including already openly available content, please discuss with the Project Lead.

Inclusive or Strategic Representation: Where relevant topics or communities are underrepresented in the repository or are otherwise are candidates for focused recruitment (e.g. Indigenous faculty supervisors or Indigenous students).

By recruiting Open Access content that is not open licensed we ensure CC license terms are applied when deposited in cIRcle to facilitate sharing and re-use; however, it should be noted that some Open Access publishers specifically prohibit third-party licensing and many authors do not see value in adding already open access content to a repository. Where appropriate, reference the Tri-Agency recommendation on IR deposits of grant-funded research or consult with the Project Lead.

Identifying Content

Faculty web pages

A good place to start is by checking faculty's own web pages for lists of their publications (e.g. Tara Martin). If you find less than 5 items to get started, consider trying another method to identify articles.

Google Scholar

Many faculty have Google Scholar profiles (e.g. Tara Martin GS profile). You can use limiters to scope to the last 3-5 years. (Please note that not all Open Collections articles are properly indexed in Google Scholar so you will still need to check to see if there is a cIRcle copy before contacting the author.

Setting Up Search Alerts

A search alert is a search string crafted for a specific database that, once saved, will e-mail an alert when new content meeting the criteria is added to that database. Creating search alerts for Supervisors can help ensure articles are requested as they are published.

This step will describe generally how to pick databases, craft a search string, and set up a search alert. Google search alerts are generally not recommended at this time.

Setting up Alerts

When satisfied with the amount of relevant results returned in the search string, save the search and/or set up a search alert. The terminology is often database specific, but a link or icon saying "save search" or "create search alert" is usually found in the header or sidebar of the page. Follow instructions to create or log in to an account. Make sure to use your UBC e-mail staff address when creating your account. Most databases have a “frequency” setting for search alerts. This will set up e-mail alerts for any new results on a query at a specific time. It is recommended you set the frequency alerts to once per week.

	Tip: Revisit this step every 3 to 6 months. Tweak the searches. Have an up-to-date search string and search fields to help you manage your workload and improve search result content.

Saving Citations

Search alerts may be sent to your Inbox or Citation Management Tool according to your preference for reviewing and identifying eligible articles.

Citations for eligible articles and the status of requested materials are recorded in the cIRcle Content Recruitment Campaign (Supervisors) tracking spreadsheet.This is a shared spreadsheet with set columns and a colour key. Recommend/requested changes to the format of the spreadsheet should be reviewed and approved in consultation with the Project Lead as needed and appropriate. Proposed changes/refinements may be communicated via email or in the project meetings. When updating the spreadsheet, please review the following best practices:

cIRcle Content Recruitment Campaign (Supervisors) Tracking Spreadsheet

IMPORTANT! DO NOT EDIT A FILTERED SPREADSHEET. Ensure you turn off any viewing filters you've applied before adding or revising any content in the spreadsheet.
Order of entry: Entries in the tracking spreadsheet are arranged from A-Z by first author's last name (refer to the Author column). Follow this alphabetical order when adding new rows for article entries.
Status: Refer to the Colour Code tab to indicate the status of each entry. Use the appropriate status term to ensure accurate metrics. Do not record any notes in this column.
Author: If you want to use the spreadsheet to copy/paste into DSpace item records, you can enter all the author names ensuring the first one is entered as Last Name, First Name. Otherwise, you can list it as Last Name, First Name, et al.
Contact Information: Include the name of the UBC author (first name, last name) and e-mail address. If the corresponding author is not a UBC affiliate, include them as well. The corresponding author is often identified on the publisher's site--use the DOI to navigate to the published article.
Title: Enter the item title. You will use this to draft your request email.
Citation: APA style is most frequently used within this spreadsheet but there are no citation style guidelines for cIRcle. Submitters should ensure the citation itself is accurate so it can be pasted into a DSpace item record.
Publisher DOI: Enter the DOI for the publisher's version of the article. Submitters can use this to copy/paste into a DSpace item record.
Initials: As there may be multiple individuals updating the spreadsheet, please record your initials to note responsibility for each entry.
Additional Notes: If there is information relevant to record (such as reason for not pursuing deposit) you can add a note (e.g publisher does not permit third-party licenses).

Once you begin working on an eligible citation, refer to the Recording Self-Archiving Details and Permission Requests in the Tracking Spreadsheet section for data entry instructions on next steps.

Identifying and Interpreting Self-Archiving Permissions

Authors typically sign copyright over to publishers in exchange publication in their journal. In many cases, those journal publishers grant rights back to the author that dictate how, when, and where an author may share their article. The practice of adding an article to an institutional repository is known as "self-archiving". Once you've identified an article that meets the eligibility criteria for recruitment, the next step is identifying whether the publisher permits self-archiving and, if yes, under what conditions.

If you're new to many of these concepts or the world of Open Access, consult the Adding Faculty Publications to cIRcle for more detailed instructions on how to identify and interpret these policies.

Self-archiving Policies

Jisc Open Policy Finder (formerly SHERPA/RoMEO is the first stop for discovering and understanding publisher self-archiving policies. You can also consult the Open Policy Finder user guide for more information on how to interpret OA pathway policies from their database. Other permissions checking tools which you may be interested in exploring but which are not required for this project include unpaywall.org and shareyourpaper.org. Brief overviews of this tools in practice are provided below.

If the journal's Open Policy Finder entry indicates the article may be self-archived, the next step is to identify the conditions for deposit:

Permitted Version: Which version does the publisher allow to be deposited in a repository? Most publishers will permit the authors' accepted manuscript (aka postprint) version to be deposited in a repository. Publisher versions are rarely permitted. Pre-prints may be eligible but are not considered for this project. See Understanding Article Versions for definitions.
Version Statement: Does the publisher require the item to have a version statement? If yes, what is it? This statement must be added to the article before deposit. In most cases, the Recruiter will do this on the author's behalf to increase the chances of a successful recruitment.
Embargo: An embargo is a period of time after an article's publication in which the publisher restricts the article's access to paying individuals or institutions. Is there an embargo period for this article? When will it expire? Has it already expired? If the publisher lists a range of 12-36 months--what is the specific embargo period for that particular journal?
Other?: Are there other conditions of which we need to be aware? Does this publisher have requirements regarding third party/Creative Commons license?

Understanding Article Versions

Copyrighted versions of scholarly articles are generally divided into three categories: the version of record, the author's accepted manuscript, and the submitted manuscript. Terminology for version types may differ--see below for the most common terms. Consult the Adding Faculty Publications to cIRcle wiki or the Author's Guide to Self-Archiving for more information on identifying different versions:

Version of Record (i.e. Publisher's version) : The version of an article that has undergone final text correction and layout and is published in the journal and typically assigned a DOI. This is the version most authors will attempt to send you in error as they are generally not permitted for self-archiving in most cases. However, there are instances where an author has published in an open access journal or paid an Article Processing Charge to make their article open access. Open Access articles which do not already have a Creative Commons License are eligible for this recruitment campaign.
Authors' Accepted Manuscript (i.e. Post-prints or AM) : This is the final peer-reviewed version that has been accepted for publication but has not yet undergone the publisher's final correction and layout. Significantly, these versions have passed the peer-review phase and have been edited by the author to reflect reviewers' commentary. This is the minimum version required by Tri-Agency Grant Funding Agency Policy on Publications and is the most prioritized version for cIRcle deposit.
Submitted Manuscript (i.e. Pre-print or Author's Original Manuscript (AOM) is the original version initially sent to the journal for consideration. These versions have not been subject to peer review and are generally not considered eligible for this project.

Making Decisions Based on Copyright Permissions

Most academic journals only permit the archiving of an accepted manuscript or submitted version of the article. These versions must be acquired from the author. If the author is submitting in order to comply with the Tri-Agency Open Access Policy on Publications, only publisher version and accepted manuscript copies are acceptable. The majority of the articles you will be requesting will be accepted manuscripts and, if they were published within the last year, they will likely be under an embargo.

An embargo is a period of time after an article's publication in which the publisher restricts the article's access to paying individuals or institutions. If an article is currently under embargo, it can still be archived to cIRcle, but access to the article on the repository will be restricted until the embargo end date. Interested parties must make a special request to cIRcle in order to access the embargoed article.

Using shareyourpaper.org

[TBD as we develop the workflow]

[Saving previous text for editing following workflow design: [...] search for single or bulk items using DOI in shareyourpaper.org. This tool harvests permissions metadata from various sources including cross-ref, unpaywall.org and Microsoft Academic, publisher-self-archiving policies and institutional open access policies (this information is updated daily). The web application version also indicates which format version can be archived as per the publisher/institution policy. It's primary use is for researchers to deposit in Zenodo, the repository developed by OpenAire. Though not required, this tool is a great resource for immediately identifying whether (and where) an article is already openly available before investigating specific-terms in the Jisc Open Policy Finder.

You can do one at a time manual queries or upload the bulk checker. The bulk checker operates from a Google spreadsheet and requires a Google Account. It is recommended that you use your UBC email for this account.

Register your email in the Google spreadsheet once you're set up to receive updates and get your feedback. You will need to indicate UBC as the institution, so that they can take our institutional policy into account when searching for the author. UBC's ROR ID is https://ror.org/03rmrcq20." To find permissions info for (many) individual articles, go to 'Article Permissions Checker' and put whatever you're searching for in column 'A'. Once you've generated results, copy them all and paste as values. This will stop them regenerating periodically (including when you open the sheet)." (from: https://docs.google.com/spreadsheets/d/1zoNyndkJ7sXy-MvjKyLRmjo2-q7lmCyhjDZvvqam3C0/copy) ]

Recording Self-Archiving Details and Permission Requests in the Tracking Spreadsheet

Status: Update this column as needed.
Embargo: Record whether or not the article has an embargo date. If yes, record the period or expiry date YY-MM-DD even if the date has already expired. The expiration date can usually be determined by adding the embargo time period to the article's published date. For example, if an article was published on August 13, 2023 and had a 6-month embargo, the embargo end date would be February 13, 2024.
Permitted Version: Record which version is eligible for self-archiving. Most commonly this will be the author's accepted manuscript (aka postprint).
Date Contacted: Record the date you first contacted the author using YYYY--MM-DD format.
Communication Notes: Record a very brief summary of your correspondence status, along with a date. Update this as your correspondence progresses. (NB. CTRL+Enter makes a new line inside the cell.) Include any other notes for your personal reference in this section as needed.
License Received : Record receipt status of license from the author a "Y" or "N". Use "Y" for openly licensed material.
Content Received: Record receipt status of content.
Additional Notes: Use with the colour code RED to note attention is needed. Record specific question or needs in the Additional Notes field and alert the Project Lead as needed.
Initial: Update as needed to claim an entry.
Date Added: Record the date the article was added to the spreadsheet.

Requesting Author Permissions

Once you've identified articles to request, you can start crafting your email message(s). This campaign differs from previous examples in that emails may have to be tailored for each author to address their particular circumstance (e.g. grant-recipient; content is open access but not open licensed, etc.) An overview of recommended elements is provided below as well as an email template. Please send any suggestions or questions regarding communications to the cIRcle Project Lead:

Crafting Your Email

Email templates are provided below. In some cases you will need to refine the email template to suit the specific author or request you are making. A list of the recommended elements including in an email are listed below:

Provide Context for the Request

Give your e-mail a descriptive subject line. Begin your request by briefly describing the initiative and what cIRcle aims to do. Once you've given the recipient some context, move on to the article request.

Corresponding Author

The Corresponding Author is typically the person who has a copy of the permitted self-archiving version. The corresponding author is usually easily identified via the DOI on the publisher's version of record via a small letter icon or other indicator. If the corresponding author is not a UBC author, ensure you CC them on the email. If there are multiple UBC authors, cc the non-corresponding UBC authors as well.

At least one co-author must fill out the license form for the article to be uploaded to the repository so it is recommended you address one person as the primary contact and include their name in the pre-populated PDF of the license to avoid confusion.

The author who fills out the form assumes license permissions responsibility on behalf of all co-authors. While the author signing the cIRcle License should make co-authors aware of their agreement to archive the article in cIRcle as per the terms of the license, this task is left to the discretion of the authors to perform and is not monitored or enforced by us.

Bundling Your Request

If you are requesting more than one article from the same author, it may be best to send only one e-mail with a numbered list of all the relevant articles (aim for 5 or less per email). For each article, include a full citation and a description of the publisher's stipulations for archiving the article (e.g. the permitted version, embargo period, date of embargo expiry if applicable).

Instructions

After listing the articles, provide the author with clear instructions on how to proceed. Attach the pre-populated PDF cIRcle License and provide instructions for completing the form and sending it to you. Use the following file naming convention for the attached License files:

LastName_FirstInitial_1-2Identifying_words_from_title_cIRcleLicense_YYYY
Multiple authors: LastName_FirstInitial_et_al_cIRcleLicense_1-2_Identifying_words_from_title_YYYY

Review the cIRcle File Naming Conventions for instructions on file name format elements.

Self-archiving Versions

Many authors need coaching on identifying the permitted self-archiving version; they frequently assume you are asking for the published version and permitted version terminology serves to add to that confusion. For this reason, you may want to include a brief description and example of the version you are asking for: "...the accepted post-peer review version without publisher formatting (i.e. Author's Accepted Manuscript)." For more information and examples regarding identifying and communicating version types, see the Adding Faculty Publications to cIRcle wiki. However you try to explain it, this process is not intuitive so we aim to use our expertise to assist authors navigating publisher requirements. You can always cc the cIRcle Project Lead on these communications for additional help or oversight.

Version Statement

Ideally there is some indication on the document of the version type. In many cases, publishers, (e.g. Wiley, Elsevier, and Taylor & Francis) will require a version statement to be included on the title page. The most common ones are included in the Adding Faculty Publications to cIRcle wiki.

Best practice is to add a version statement on behalf of authors even if a publisher doesn't require it. If you know the author or have reason to believe the extra step will not deter them from submitting, you can suggest the authors add the text themselves.

Where a publisher has not specified a version statement, use the following template:

"This is the [preprint/postprint] peer reviewed version of the following article: [FULL CITE], which has been published in final form at [Link to final article using the DOI]."

Style Guide

For consistency, please use Canadian spelling. You may also choose to use Calibri font, size 11.

Signature

Please ensure you use a modified signature for this project. This should include your name, position title, the email address you use to correspond for this project, a referral to the cIRcle website and the cIRcle Office email address circle.repository@ubc.ca for assistance in your absence. If you wish to maintain certain elements of your current signature, please ensure you incorporate some method of cIRcle referral for the purposes of this project to ensure contacts have continuity of service should you be absent, or discontinue working on this project.

Author Permission Request E-Mail Template

Dear [Honorific, Last Name] [et al],

I am writing on behalf of the University of British Columbia Library to request permission to deposit the author's accepted manuscript (AM) version one of your research articles in cIRcle, UBC’s institutional repository.

Depositing your work in cIRcle under a Creative Commons License helps your students, colleagues, and the broader research community access and share your work in an centralized open access repository. If you are interested in adding the following item to the repository, please follow the instructions below.

Instructions for Adding Materials to cIRcle

Step 1. Sign the cIRcle License. I have attached a pre-populated cIRcle non-Exclusive Distribution License form for the article listed below [Include the requested article in the attached license form].

Step 2. Find the author’s accepted version of this article. This is the post-peer review version accepted for publication but prior to receiving publisher branding. View an example in cIRcle or let me know if you have any questions about identifying the correct version.

Step 3: Reply to this email. Attach the PDF license and author’s accepted manuscript version (AM) of this article and send it to me at circle.assistant@ubc.ca.

Step 4: cIRcle archives the article. Once I receive the license and permitted version, I will deposit it to cIRcle on your behalf. In 5-7 business days I will send you a persistent link (URI and DOI) to this item which you can use to openly share your work.

Requested Article

1. [Citation with DOI]

[Journal Name] permits archival of an article's Accepted Manuscript (AM) version in an institutional repository after a [# month] embargo] . Your article's embargo lapsed on YYYY-MM-DD.

If you have any questions or are interested in depositing additional articles, please do not hesitate to contact me.

Thank you in advance for helping to share your research with the world via cIRcle.

Regards,

[Signature]

	Tip: Confirm you've received the permitted article version and a completed license. You may need to follow up and provide clearer instructions. If an author uses the Item Submission form for an embargoed article, please notify the cIRcle office immediately to request the file be deleted.

Following Up With Authors

If the author does not respond to the initial e-mail after 2-3 weeks, the Content Recruiter should follow up the request with a brief check-in. Reply to your own initial request with a follow-up e-mail:

Dear [researcher name],
Hello again, my name is [name] from UBC Library. I am writing to follow up on my prior request to archive your article in cIRcle. I've included my original message with the requested article below.
If you are interested in archiving your articles into cIRcle:
1. Please take a few minutes to complete the attached cIRcle non-Exclusive Distribution License form
2. E-mail copies of the appropriate version of your article to circle.assistant@ubc.ca
Please let me know if you have any further questions/concerns. Thank you in advance for helping to make your research more visible to the world via cIRcle.
Best,
[signature]

If the author does not respond to the follow-up within another 2-4 weeks, mark the item(s) as Unsuccessful in the Status column of the Tracking Sheet and make a note in Communication Notes that the Content Recruiter received no response.

Archived Submission Notification to Authors

Dear [Researcher]
Thank you for submitting your publication to cIRcle.
The submission has been archived in cIRcle and has been assigned the following persistent link.
Title : [Submission Title]
Item URI : [Always use the cIRcle handle e.g. http://hdl.handle.net/2429/76222]
Please allow 24 hours for the link to resolve. You can view the Usage Statistics of your item over time by scrolling down to the menu in the record.
Thank you for sharing your work in cIRcle. Please let me know if you have any questions or requests or contact the cIRcle Office at circle.repository@ubc.ca
Best,
[Signature should include your position title and UBC contact information. If you are not a member of the cIRcle Office, please use a modified signature which refers back to the cIRcle website and Office for continuity]

Submitting Content to cIRcle

The Submission Process (Outreach and Submitter)

Check that the relevant metadata is captured in the body of the cIRcle License (where applicable) (e.g., citation, publisher DOI, embargo dates, content version, etc.).
Ensure you have the publisher permitted version and any rights statements are included on the file (See for example Wiley's version statement)
- To add a version statement to a postprint, open the article in Adobe Acrobat and copy and paste the appropriate version statement by clicking "add text" under the "Edit" menu. Ensure that the version statement is located at the top of the first page of the article. View an example of a postprint version statement.
Deposit the item(s) to the relevant collection, typically the Faculty Research & Publications collection. If you have any questions about to which collection the item should be deposited, please ask a member of the cIRcle Office.
Notify the content provider that the item(s) has/have been archived and include the relevant URI. See email template : Archived Submission Notification to Authors
Email licensing details to circle.repository@ubc.ca along with the URI for the archived item(s) with the following subject line: License details for archiving for [author name and/or title(s)]. Where applicable list the existing Creative Commons licensing terms or include a copy of the completed cIRcle License. The cIRcle Specialist will take the corresponding JIRA ticket and resolve the task.
It can be beneficial to have separate file folders for pre-populated licenses, signed licenses, and received preprints/postprints
Update the article tracking spreadsheet.

Consult the checklist at the bottom of this page to ensure you've completed all the steps in the workflow.

Updating the Tracking Spreadsheet: Workflow Complete

Once the URI has been received, the Content Recruiter updates the tracking spreadsheet:

Change the article's Status to "Archived."
In the Communication Notes field include a final dated entry confirming the article has been archived in cIRcle.
Copy and paste the cIRcle URI.

	Tip: Faculty, Researcher and Postdoctoral articles are added to the Faculty Research and Publications collection. In special cases where a work by a Non UBC affiliate has been recruited, the article is added to the UBC Community, Partners, and Alumni Publications collection.

Checklist

Checklist
Yes/No	Does the article meet the project's recruitment criteria?
	Which version of the article is permissible to submit?
Yes/No	Does the article version require any special permissions?
	If yes, what are they? (hint: Does it have an embargo? Does it need to include a specific version statement?)
Yes/No	Do you have a copy of the cIRcle Non-Exclusive Distribution License form completed by the author or have you confirmed the CC License?
Yes/No	Have you forwarded copies of the license(s) and/or article(s) to the cIRcle Listserv at circle.repository@ubc.ca to create a JIRA ticket?
Yes/No	If the article has been archived, have you notified the author and updated the cIRcle Content Recruitment Campaign (Supervisors) Tracking spreadsheet?

Assessment Criteria

Each month, update the cIRcle Content Recruitment Campaign (Supervisors) Tracking spreadsheet with your own Assessment tab. Please include the following:

Number of authors contacted
Number of articles requested
Number of articles archived
Number of follow-up/interaction emails (includes all post initial request communications)

Measures of success for this project:

Rate of return: Number of articles deposited
Usage Statistics: Amount of view/download traffic for articles deposited
Relationship-building: Authors submit other work; provide positive feedback
Scalability: Other Library units participate and successfully execute the workflow